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Where are you in your SEC Rule 18f-4 implementation?

Attention all ETF and Fund companies. The SEC is adopting a modern regulatory framework for derivatives use which has a compliance deadline of August 19, 2022.

Attention all ETF and Fund companies. The SEC is adopting a modern regulatory framework for derivatives use which has a compliance deadline of August 19, 2022.

With the deadline fast approaching, many funds are discovering that the 18f-4 compliance effort is significantly more complex and time consuming than estimated, and are realizing that:

  • Calculating VaR is more complicated, challenging and time consuming than expected
  • The Derivatives Risk Manager expertise and time commitment requirements are greater than anticipated
  • Compliance costs exceed management expectations
  • Implementation time is running out

Use this checklist to pinpoint your progress.

To speak with an expert about your 18f-4 compliance progress please contact us at sales@numerix.com
Want to view the full webinar? View it here: Navigating SEC Rule 18f-4: Enhancing Derivatives Risk Management Programs

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